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Compliance Officer Distribution

Zurich area / Eintritt nach Vereinbarung
kessler.vogler is an owner-run company specialising in consultation, selection and recruitment of experts and executives for banks and financial service providers for permanent and temporary positions.

Do you want to develop yourself further, and are therefore looking for a new professional challenge at a bank or financial service provider?

Then come to us: Our extensive experience and excellent network means that we can provide you with professional and efficient support. kessler.vogler is happy to advise you individually with career planning, and will help you search for a solution that is the perfect match for you and your personal goals. We do this regardless of whether you are looking for a temporary or permanent position.

Currently we are recruiting for our client, a well-known Investment Manager, an experienced, flexible and motivated personality for its role as Compliance Officer Distribution.


Tätigkeiten:
  • Monitoring of Swiss distribution activities; including implementing/reviewing procedures, conducting regular reviews (reporting), act as a contact for external audit and coordinate remediating actions
  • Other distribution related tasks; advice/support in distribution related topics (e.g. client classification, reverse enquiry, record keeping obligations, distribution of funds, etc.) and provide trainings to the related stakeholders
  • Marketing Communications; review and approve promotional and general communication to outside counterparties. Thereby acting as part of a global workforce (representing Switzerland and German speaking countries) servicing the sign-off process
  • Assist in regulatory filings mainly to FINMA/FMA
  • Act as a contact for regulatory audits regarding Marketing Communications and Distribution
  • Follow and if necessary initiate changes to internal policies, procedures, guidelines, etc. regarding developments/changes in mainly Swiss legislation
  • Support Swiss Head of Compliance in various regulatory tasks
  • Provide role specific Compliance training to new joiners

Anforderungen:
  • 3-5 years of Compliance experience in above related field
  • Good understanding of financial products
  • Detailed knowledge of Swiss regulation and related Swiss law/ordinance (CISA/CISO) and upcoming developments (e.g. FIDLEG)
  • High level of analytical thinking and problem solving minded


Interested? We look forward to receiving your complete application documents. We are happy to check them and get back to you. Absolute discretion is a matter of course for us.


Kind regards


Your team kessler.vogler

Schifflände 22 – 8001 Zurich

Tel. +41 43 305 00 30

www.kessler.vogler.ch

info@kessler.vogler.ch


Sprachen: Strong communication skills in German and English
Einsatzort: Zurich area
Eintritt ab: nach Vereinbarung
Stellenart: Dauerstelle
Stellen-Nr.: 17
Ihre Kontaktperson:
Leonie Burch
Consultant
T 043 305 00 27
burch@kessler.vogler.ch E-Mail
Leonie Burch
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